Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • Responsible for Insurance Mediation (24 Apr 2009 to 5 Feb 2013)
    • CF1 Director (1 Dec 2001 to 6 Mar 2017)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Dec 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.