Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (24 Apr 2009 to 5 Feb 2013)
- CF1 Director (1 Dec 2001 to 6 Mar 2017)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2008)
- CF11 Money Laundering Reporting (1 Dec 2001 to 6 Jul 2009)
- CF21 Investment Adviser (1 Dec 2001 to 25 Dec 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.