Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2024)
    • [FCA CF] Client dealing (since 11 Sep 2024)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • [FCA CF] Client dealing (6 Jan 2020 to 26 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 26 Feb 2021)
  • Partners Wealth Management LLP (no longer approved here)

    FRN 442303

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2023)
  • Weatherbys Bank Limited (no longer approved here)

    FRN 204571

    • CF30 Customer (15 Jan 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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