Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 8 Nov 2023)
    • [FCA CF] Manager of certification employee (since 8 Nov 2023)
    • [FCA CF] Material risk taker (since 8 Nov 2023)
    • [FCA CF] Client dealing (since 8 Nov 2023)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF27 Investment Management (21 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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