Thomas Edward Rivers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MERCER RISK MANAGEMENT LIMITED

    FRN 629431

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (23 Dec 2017 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (29 Oct 2012 to 22 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.