THOMAS EDWARD BECKETT

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Longbow Capital LLP

    FRN 402753

    • [FCA CF] Significant management (since 30 Mar 2021)
    • [PRA CF] Key function holder (since 30 Mar 2021)
    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (29 Aug 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (29 Aug 2018 to 8 Dec 2019)
    • CF28 Systems and controls (29 Nov 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (24 Feb 2005 to 31 Oct 2007)
    • CF3 Chief Executive (22 Nov 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Nov 2004 to 21 Nov 2007)
    • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
    • CF27 Investment Management (22 Nov 2004 to 31 Oct 2007)
    • CF4 Partner (22 Nov 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (22 Nov 2004 to 29 Aug 2007)
  • Ludgate Investments Limited (no longer approved here)

    FRN 194783

    • CF27 Investment Management (18 Oct 2002 to 4 Nov 2004)
    • CF8 Apportionment and Oversight (29 Aug 2002 to 23 Sep 2004)
    • CF3 Chief Executive (29 Aug 2002 to 23 Sep 2004)
    • CF1 Director (1 Dec 2001 to 23 Sep 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Aug 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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