Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooklands Fund Management Limited (no longer approved here)

    FRN 757575

    • CF1 Director (AR) (10 Jul 2023 to 31 May 2025)
    • CF30 Customer (23 Dec 2021 to 13 Oct 2022)
  • CMC Capital Limited (no longer approved here)

    FRN 623509

    • [FCA CF] Client dealing (1 Mar 2021 to 17 Jun 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (9 Feb 2018 to 18 Feb 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 26 Nov 2020)
    • CF30 Customer (24 Apr 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Aug 2011 to 11 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.