Thomas David Evans

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Just Financial Group Ltd

    FRN 739938

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 May 2025)
    • [FCA CF] Functions requiring qualifications (since 7 May 2025)
  • Foundation Investment Management Limited (no longer approved here)

    FRN 612117

    • Appointed representative dealing with clients for which they require qualification (1 Sep 2023 to 8 May 2025)
    • CF30 Customer (23 Aug 2023 to 8 May 2025)
  • Connectus Wealth Management Limited (no longer approved here)

    FRN 940624

    • Employed By (23 Aug 2023 to 8 May 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2023)
    • CF30 Customer (18 Nov 2016 to 1 Jul 2023)
  • Chronos Wealth Ltd (no longer approved here)

    FRN 766333

    • Employed By (4 Dec 2017 to 1 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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