Thomas Christopher Britton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ballantine Wealth Management Limited

    FRN 812482

    • Employed By (since 8 Oct 2024)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Sep 2018)
    • CF30 Customer (since 26 May 2016)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (30 Nov 2021 to 2 Dec 2021)
    • CF1 Director (AR) (30 Nov 2021 to 22 Feb 2023)
  • Britton Associates Wealth Management Ltd (no longer approved here)

    FRN 821094

    • Employed By (21 Sep 2018 to 21 Oct 2024)
  • PBF Wealth Management Ltd. (no longer approved here)

    FRN 611215

    • (1)Employed By (26 May 2016 to 8 Oct 2018)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (7 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.