Ballantine Wealth Management Limited

FRN: 812482
Companies House: 11428358
Last scraped: 2 weeks ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

16 Angel Crescent

Bridgwater

TA6 3EW

UNITED KINGDOM

Phone

+4401460208448

Web

https://www.ballantinewm.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David James Ballantine
IRN DXB00067
- Employed By (since 27 Oct 2020)
Joseph Daniel Stephenson
IRN JXS00282
- Employed By (since 20 Dec 2021)
Leighton John Ballantine
IRN LJB01141
- Employed By (since 14 Jul 2018)
Rachael Marie Jacobs
IRN RXJ00262
- Employed By (since 4 Aug 2023)
Thomas Christopher Britton
IRN TCB01086
- Employed By (since 8 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.