Thomas Caldwell White

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 16 Nov 2009)
    • CF22 Investment Adviser (Trainee) (7 Jul 2006 to 31 Oct 2007)
  • Steven Finlayson (no longer approved here)

    FRN 119070

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 Jan 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Jan 2003)
    • CF4 Partner (1 Dec 2001 to 3 Mar 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.