Steven Finlayson

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Charlotte Tierney
IRN CGT00009
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
David Robert McKay
IRN DRM00058
- CF4 Partner (1 Dec 2001 to 29 Feb 2008)
- CF8 Apportionment and Oversight (1 Dec 2001 to 29 Feb 2008)
Gordon Robertson Stuart
IRN GXS00162
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Mar 2009)
- CF4 Partner (1 Dec 2001 to 1 Mar 2009)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
Morag Elizabeth Davis
IRN MED01056
- CF30 Customer (1 Nov 2007 to 15 May 2009)
- CF26 Customer Trading (24 Jan 2005 to 31 Oct 2007)
- CF1 Director (AR) (24 Jan 2005 to 15 May 2009)
Morris Edgington
IRN MXE01247
- CF30 Customer (1 Nov 2007 to 21 Jan 2009)
- CF26 Customer Trading (25 Jan 2005 to 31 Oct 2007)
Steven Gray Finlayson
IRN SGF01034
- CF4 Partner (3 Feb 2009 to 3 Apr 2013)
- Responsible for Insurance Mediation (3 Feb 2009 to 3 Apr 2013)
Thomas Caldwell White
IRN TCW00021
- CF4 Partner (1 Dec 2001 to 3 Mar 2009)
- CF8 Apportionment and Oversight (1 Dec 2001 to 27 Jan 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 27 Jan 2003)
- CF11 Money Laundering Reporting (1 Dec 2001 to 27 Jan 2003)
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2004)

Smaller firms operating under this firm's FCA authorisation.

Factoring Direct Ltd (no longer appointed)
FRN 423883 · Appointed 19 Jan 2005 · Until 21 Jan 2009
Morag Davis Property Management Ltd (no longer appointed)
FRN 422350 · Appointed 14 Jan 2005 · Until 15 May 2009

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.