Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Feb 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (7 Jan 2004 to 20 Jul 2007)
    • CF22 Investment Adviser (Trainee) (29 May 2002 to 7 Jan 2004)
  • HARTEY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 593740

    • CF30 Customer (1 May 2013 to 23 Aug 2013)
  • INNES REID INVESTMENTS LIMITED (no longer approved here)

    FRN 211626

    • CF30 Customer (1 Nov 2007 to 6 Aug 2012)
    • CF22 Investment Adviser (Trainee) (27 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.