Thomas Alexander Stevenson

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

    FRN 231910

    • (5)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (3)21. Advising or arranging (bringing about) equity release transactions
    • (4)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (6)4. Giving personal recommendations on retail investment products which are not broker funds
    • (8)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (7)[FCA CF] Client dealing (since 9 Dec 2019)
    • (23)CF30 Customer (16 Apr 2012 to 26 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  2. controlled function removed: [FCA CF] Functions requiring qualifications at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  3. controlled function removed: 21. Advising or arranging (bringing about) equity release transactions at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  4. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  5. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  6. controlled function removed: [FCA CF] Client dealing at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  7. controlled function added: (23)CF30 Customer at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  8. controlled function added: (3)21. Advising or arranging (bringing about) equity release transactions at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  9. controlled function added: (4)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  10. controlled function added: (5)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

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