Theresa Simpson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2024)
    • [FCA CF] Client dealing (since 17 Jun 2024)
  • Shackleton Advisers Limited (no longer approved here)

    FRN 163291

    • [FCA CF] Client dealing (1 Jan 2022 to 13 Jun 2024)
    • [FCA CF] Functions requiring qualifications (21 May 2021 to 13 Jun 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (12 Jun 2008 to 26 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.