Theresa Newell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC

    FRN 119278

    • [FCA CF] Manager of certification employee (since 30 Sep 2024)
    • [FCA CF] Client dealing (since 15 Jul 2024)
    • [FCA CF] Client dealing (16 Nov 2016 to 14 Jun 2021)
    • CF30 Customer (30 Oct 2013 to 6 Mar 2016)
  • Bank of Scotland plc

    FRN 169628

    • [FCA CF] Manager of certification employee (since 30 Sep 2024)
    • [FCA CF] Client dealing (since 15 Jul 2024)
    • [FCA CF] Client dealing (16 Nov 2016 to 14 Jun 2021)
    • CF30 Customer (30 Oct 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Jun 2010 to 6 Aug 2013)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (7 Aug 2009 to 4 Jun 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
    • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
    • CF21 Investment Adviser (7 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.