Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PFM Associates Limited
FRN 213724
- [FCA CF] Manager of certification employee (since 11 Jul 2023)
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- [FCA CF] Manager of certification employee (1 Nov 2020 to 4 Mar 2022)
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- CF10 Compliance Oversight (16 Jan 2015 to 30 Jun 2017)
- CF11 Money Laundering Reporting (16 Jan 2015 to 30 Jun 2017)
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- CF30 Customer (24 Apr 2009 to 31 Aug 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.