Teri Lynn Moore

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (30 Nov 2018 to 15 Mar 2019)
Challoner Wealth Management Limited (no longer approved here)
FRN 594696
- Employed By (30 Nov 2018 to 15 Mar 2019)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF30 Customer (27 Jun 2012 to 20 Feb 2013)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF30 Customer (27 Jun 2012 to 20 Feb 2013)
Terium LLP (no longer approved here)
FRN 499087
- CF30 Customer (28 Mar 2011 to 23 Jun 2011)
BNP Paribas Asset Management UK Limited (no longer approved here)
FRN 170064
- CF30 Customer (1 Jul 2010 to 8 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.