Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Argentis Wealth Management Ltd
FRN 419331
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
- [FCA CF] Client dealing (since 1 Jul 2024)
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- CF30 Customer (26 Jan 2015 to 12 Oct 2015)
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Lindsay Hopkins trading as Trafalgar Square Financial Planning Consultants (no longer approved here)
FRN 305726
- CF30 Customer (1 Nov 2007 to 25 Feb 2008)
- CF22 Investment Adviser (Trainee) (18 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.