Lindsay Hopkins trading as Trafalgar Square Financial Planning Consultants

Date authorised
1 April 2013
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 01/10
    THE GATEHOUSE
    1 ARMOURY WAY
    LONDON
    SW18 1TH
    UNITED KINGDOM
    Phone
    +442088708787
    Web
    http://www.trafalgarsq.co.uk

  • Complaints Contact

    OFFICE 01/10
    THE GATEHOUSE
    1 ARMOURY WAY
    LONDON
    SW18 1TH
    UNITED KINGDOM
    Phone
    +442088708787

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dirk Adrianus De Kloe

    IRN DAD01099

    • CF30 Customer (1 Nov 2007 to 25 Feb 2008)
    • CF22 Investment Adviser (Trainee) (16 Jul 2007 to 31 Oct 2007)
  • Jack Tanner

    IRN JXT00520

    • [FCA CF] Functions requiring qualifications (25 Oct 2022 to 18 Nov 2022)
    • [FCA CF] Client dealing (25 Oct 2022 to 18 Nov 2022)
  • Juspal Nagra

    IRN JXN12180

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Mar 2019 to 2 May 2019)
  • Karim Francis

    IRN KXF00157

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 17 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2022)
  • Keely Clarke

    IRN KXC00317

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
    • [FCA CF] Client dealing (since 3 Apr 2023)
  • Lindsay Gerrard Hopkins

    IRN LXH00038

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 14 Sep 2012)
    • Responsible for Insurance Mediation (30 Mar 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (30 Mar 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (30 Mar 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (30 Mar 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Mar 2007 to 8 Dec 2019)
  • Nicholas James Higgs

    IRN NXH12136

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (2 Mar 2019 to 2 May 2019)
  • Nicola Rigling

    IRN NXR00232

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 25 Oct 2022)
    • [FCA CF] Client dealing (since 25 Oct 2022)
  • Rory Charles Ebenezer Shackleton

    IRN RXS12138

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (2 Mar 2019 to 2 May 2019)
  • Sarah Jane Sampson Costello

    IRN SXC01012

    • [FCA CF] Manager of certification employee (since 5 Jun 2023)
    • [FCA CF] Significant management (since 5 Jun 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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