Lindsay Hopkins trading as Trafalgar Square Financial Planning Consultants

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stuart Yardley
IRN SXY00053
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Significant management (since 5 Jun 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Teresa Helen Sylvia Lyde
IRN TXL01184
- CF30 Customer (1 Nov 2007 to 25 Feb 2008)
- CF22 Investment Adviser (Trainee) (18 Jul 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

C&M Wealth Group Ltd (no longer appointed)
FRN 722556 · Appointed 21 Oct 2015 · Until 22 Feb 2017
Haden Investments Ltd (no longer appointed)
FRN 507488 · Appointed 28 Sep 2009 · Until 29 May 2012
Paula Cayless (no longer appointed)
FRN 504388 · Appointed 31 Jul 2009 · Until 5 Apr 2016
Howell Smith Financial Services (no longer appointed)
FRN 494860 · Appointed 20 Jan 2009 · Until 14 Aug 2018
Trafalgar Square Overseas Ltd (no longer appointed)
FRN 467144 · Appointed 25 Apr 2007 · Until 11 Jan 2016
Kieran Hayes (no longer appointed)
FRN 461119 · Appointed 11 Dec 2006 · Until 9 Jul 2007
Trafalgar Square Financial Planning Consultants Ltd (no longer appointed)
FRN 459001 · Appointed 25 Oct 2006 · Until 14 Sep 2010
Trafalgar Square Solutions Ltd (no longer appointed)
FRN 459002 · Appointed 25 Oct 2006 · Until 15 Jul 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.