Terence Hartley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 5 Jul 2017)
    • CF30 Customer (since 13 Nov 2012)
  • Hartley Wealth Management Limited

    FRN 591080

    • (1)Employed By (since 13 Nov 2012)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 3 Oct 2012)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 3 Apr 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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