Hartley Wealth Management Limited

FRN: 591080
Companies House: 10810931
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

First Floor Portsmouth House

1 Portsmouth Road

Guildford

Surrey

GU2 4BL

UNITED KINGDOM

Phone

+4401483572801

Web

https://www.terryhartley.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Mark Beynon
IRN MXB02612
- (2)Employed By (19 Nov 2015 to 1 Jul 2016)
Sallie Vijay Palanivel
IRN SMC01213
- (1)Employed By (20 Jun 2017 to 12 Oct 2018)
Terence Hartley
IRN TXH00092
- (1)Employed By (since 13 Nov 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.