Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • [FCA CF] Client dealing (13 Jul 2020 to 31 Mar 2022)
    • CF21 Investment Adviser (11 Feb 2005 to 10 Oct 2007)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (6 Mar 2013 to 31 Jul 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 6 Aug 2008)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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