Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finli (G&P) Ltd (no longer approved here)

    FRN 142752

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2023)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
  • Gale and Phillipson Investment Services Ltd (no longer approved here)

    FRN 431387

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
  • Priestgate Financial Planning Ltd (no longer approved here)

    FRN 200441

    • (8)Employed By (6 Jun 2005 to 11 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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