Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Global Advisors Limited
FRN 146665
- SMF16 Compliance Oversight (since 22 May 2023)
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STATE STREET UNIT TRUST MANAGEMENT LIMITED
FRN 154639
- SMF16 Compliance Oversight (since 22 May 2023)
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MANAGED PENSION FUNDS LIMITED
FRN 221340
- SMF16 Compliance Oversight (since 22 May 2023)
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- SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Mar 2023)
- CF10 Compliance Oversight (1 Feb 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Feb 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.