Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SCHRODER & CO. LIMITED
FRN 144206
- [FCA CF] Client dealing (since 8 May 2024)
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- [FCA CF] Client dealing (30 Dec 2021 to 9 Jan 2024)
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- [FCA CF] Client dealing (30 Nov 2021 to 9 Jan 2024)
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- [FCA CF] Client dealing (14 Jun 2021 to 1 Sep 2021)
- [FCA CF] Algorithmic trading (14 Jun 2021 to 1 Sep 2021)
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- CF30 Customer (5 Dec 2017 to 3 Oct 2019)
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- CF30 Customer (1 Nov 2007 to 28 Nov 2017)
- CF26 Customer Trading (21 Oct 2005 to 31 Oct 2007)
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- CF26 Customer Trading (21 Oct 2005 to 14 Jul 2006)
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- CF27 Investment Management (17 Dec 2004 to 14 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.