Tanya Cecelia Brady

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Amstel Securities LLP (no longer approved here)
FRN 599236
- CF30 Customer (5 Jan 2015 to 15 Apr 2015)
King & Shaxson Limited (no longer approved here)
FRN 179213
- CF30 Customer (3 May 2013 to 19 Jul 2013)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (26 Sep 2011 to 20 Sep 2012)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (1 Nov 2007 to 31 Jan 2009)
- CF21 Investment Adviser (30 Apr 2004 to 31 Oct 2007)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.