Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Bank of Nova Scotia
FRN 141308
- [FCA CF] Client dealing (since 8 Mar 2023)
- [FCA CF] Manager of certification employee (since 8 Mar 2023)
- [FCA CF] Algorithmic trading (3 Jul 2023 to 10 Mar 2026)
-
- [FCA CF] Client dealing (1 Aug 2017 to 5 Dec 2022)
-
- CF30 Customer (22 Oct 2013 to 6 Mar 2016)
-
- CF30 Customer (22 Oct 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.