Tammy Jean Lathwell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ZKB Securities (UK) Ltd
FRN 922650
- Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2020)
MET Facilities LLP (no longer approved here)
FRN 587084
- CF1 Director (AR) (7 Dec 2017 to 9 Oct 2018)
- CF30 Customer (7 Dec 2017 to 9 Oct 2018)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (3 Sep 2009 to 11 Jun 2012)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF30 Customer (21 Nov 2008 to 22 Jul 2009)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 7 Feb 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.