ZKB Securities (UK) Ltd

• Principal Place of Business

  Mutual House

  70 Conduit Street

  London

  W1S 2GF

  UNITED KINGDOM

  Phone

  +4402036177910

  Web

  https://www.zkb.co.uk

• Complaints Contact

  Mutual House

  70 Conduit Street

  London

  W1S 2GF

  UNITED KINGDOM

  Phone

  +4402036177910

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · "deal on own account only for the purposes of fulfilling or executing a client order"

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew John Hicks

  IRN AJH01628

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2020)
  • SMF16 Compliance Oversight (since 2 Sep 2020)
• Felix Oskar Oegerli

  IRN FOO01015

  • SMF9 Chair of the Governing Body (2 Sep 2020 to 5 Jan 2026)
• Jamal Nizar

  IRN JXN01329

  • [FCA CF] Client dealing (since 12 Sep 2022)
• James Charles Bonsor

  IRN JCB01236

  • [FCA CF] Client dealing (1 Dec 2020 to 6 Mar 2022)
• Julian Hollis

  IRN JXH01358

  • [FCA CF] Client dealing (1 Dec 2020 to 12 Sep 2022)
• Mark O'Brien

  IRN MXO01136

  • [FCA CF] Significant management (since 4 Jan 2021)
• Markus Bader

  IRN MXB04375

  • SMF9 Chair of the Governing Body (since 1 May 2026)
• Michael Henderson

  IRN MXH01922

  • [FCA CF] Client dealing (since 7 Mar 2022)
• Richard Anthony Archbold

  IRN RAA01034

  • [FCA CF] Client dealing (since 8 Feb 2021)
• Samuel Stadelmann

  IRN SXS00303

  • Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2020)

No changes recorded yet.