ZKB Securities (UK) Ltd
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Mutual House70 Conduit StreetLondonW1S 2GFUNITED KINGDOM- Phone
- +4402036177910
-
Complaints Contact
Mutual House70 Conduit StreetLondonW1S 2GFUNITED KINGDOM- Phone
- +4402036177910
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
-
Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · "deal on own account only for the purposes of fulfilling or executing a client order"
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Stephen John O'Donohoe
IRN SJO01095
- [FCA CF] Client dealing (since 1 Dec 2020)
-
Stuart Alexander McCandlish
IRN SAM01174
- SMF1 Chief Executive (since 2 Sep 2020)
- SMF3 Executive Director (since 2 Sep 2020)
-
Tammy Jean Lathwell
IRN TJL01040
- Director of firm who is not a certification employee or a SMF manager (since 1 Dec 2020)
-
Vassiliki Zabos
IRN VXZ01023
- [FCA CF] Client dealing (since 22 Feb 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.