Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2023)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
- CF3 Chief Executive (1 Jun 2019 to 8 Dec 2019)
- CF1 Director (1 Jun 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Apr 2010 to 17 Jun 2011)
- CF11 Money Laundering Reporting (23 Apr 2010 to 17 Jun 2011)
- CF28 Systems and controls (23 Apr 2010 to 17 Jun 2011)
- CF30 Customer (19 May 2008 to 31 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.