Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 7 Feb 2024)
    • SMF3 Executive Director (since 7 Feb 2024)
    • [FCA CF] Manager of certification employee (since 15 Jun 2023)
    • [FCA CF] Client dealing (since 15 Jun 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (21 Dec 2018 to 6 Jul 2022)
    • [FCA CF] Client dealing (16 Aug 2018 to 6 Jul 2022)
    • [FCA CF] Manager of certification employee (16 Aug 2018 to 6 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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