SBI International Limited

• Principal Place of Business

  3rd Floor East

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +4402077473510

  Web

  https://www.sbishinsei.co.uk

• Complaints Contact

  3rd Floor East

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +4402073628890

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aarish Navin Patel

  IRN ANP01040

  • CF30 Customer (14 Apr 2008 to 16 Apr 2008)
• Akihiko Kobayashi

  IRN AXK01452

  • CF3 Chief Executive (23 Apr 2009 to 31 Mar 2012)
  • CF1 Director (17 May 2005 to 31 Mar 2012)
• Akihiko Watanabe

  IRN AXW15130

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
  • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 15 Feb 2024)
  • CF1 Director (16 Jul 2019 to 8 Dec 2019)
  • CF3 Chief Executive (16 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
• Akina Shimada

  IRN AXS05094

  • [FCA CF] Client dealing (15 Jan 2024 to 13 Jan 2026)
• Andres Torrenti Visiedo

  IRN AXT01535

  • CF30 Customer (17 Jul 2008 to 30 Oct 2010)
• Brice-Alexandre Ghislain Jacques Marie J De Behault

  IRN BGD01017

  • CF30 Customer (28 Mar 2008 to 16 Apr 2008)
• Caridad Gomez Martin Aragon

  IRN CXG01332

  • CF21 Investment Adviser (17 May 2005 to 2 Oct 2006)
• Chieko Takenaka

  IRN CXT01123

  • CF21 Investment Adviser (17 May 2005 to 23 Jun 2006)
• Derek Wyniard Pratt

  IRN DWP01061

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Jun 2005 to 27 Feb 2007)
• Geoffrey John Cummins

  IRN GJC01124

  • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
  • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)

No changes recorded yet.