Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
    • SMF19 Head of Overseas Branch/Head of Overseas (16 Apr 2018 to 1 Apr 2020)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (440)Director of firm who is not a certification employee or a SMF manager (1 Apr 2022 to 9 Sep 2024)
    • (436)SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Apr 2020)
    • (439)CF2 Non Executive Director (21 May 2018 to 8 Dec 2019)
    • (438)CF14 Risk Assessment (1 Dec 2001 to 25 May 2005)
    • (437)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
  • Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)

    FRN 121816

    • CF2 Non Executive Director (5 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (436)SMF9 Chair of the Governing Body at Novate Global Markets Limited

  2. controlled function added: (437)CF21 Investment Adviser at Novate Global Markets Limited

  3. controlled function added: (438)CF14 Risk Assessment at Novate Global Markets Limited

  4. controlled function added: (439)CF2 Non Executive Director at Novate Global Markets Limited

  5. controlled function added: (440)Director of firm who is not a certification employee or a SMF manager at Novate Global Markets Limited