Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mitsubishi UFJ Trust and Banking Corporation
FRN 124708
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2024)
- SMF19 Head of Overseas Branch/Head of Overseas (16 Apr 2018 to 1 Apr 2020)
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- (440)Director of firm who is not a certification employee or a SMF manager (1 Apr 2022 to 9 Sep 2024)
- (436)SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Apr 2020)
- (439)CF2 Non Executive Director (21 May 2018 to 8 Dec 2019)
- (438)CF14 Risk Assessment (1 Dec 2001 to 25 May 2005)
- (437)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
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- CF2 Non Executive Director (5 Jun 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (436)SMF9 Chair of the Governing Body at Novate Global Markets Limited
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controlled function added: (437)CF21 Investment Adviser at Novate Global Markets Limited
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controlled function added: (438)CF14 Risk Assessment at Novate Global Markets Limited
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controlled function added: (439)CF2 Non Executive Director at Novate Global Markets Limited
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controlled function added: (440)Director of firm who is not a certification employee or a SMF manager at Novate Global Markets Limited