Tadzio Terrence Peacock

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bigmore Associates Limited

    FRN 446399

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Oct 2025)
    • [FCA CF] Client dealing (since 9 Oct 2025)
  • TPC FINANCIAL MANAGEMENT LIMITED

    FRN 710283

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 2 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Sep 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Sep 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Sep 2025)
    • Responsibility for MCD Intermediation (1 Sep 2016 to 2 Sep 2025)
    • CF4 Partner (AR) (20 Jul 2016 to 7 Jan 2019)
    • CF10 Compliance Oversight (19 Jan 2016 to 8 Dec 2019)
    • CF1 Director (19 Jan 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (19 Jan 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Jan 2016 to 30 Sep 2018)
  • The Octavain Partnership (Peacock Independent Ltd) (no longer approved here)

    FRN 214109

    • Employed By (18 May 2005 to 4 Dec 2006)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Jul 2002 to 4 Dec 2006)
    • CF1 Director (AR) (1 Jul 2002 to 4 Dec 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.