Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • [FCA CF] Client dealing (17 Jan 2022 to 25 Apr 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (25 Oct 2019 to 13 Oct 2021)
    • [FCA CF] Client dealing (9 Apr 2019 to 13 Oct 2021)
    • [FCA CF] Material risk taker (1 Apr 2019 to 13 Oct 2021)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (12 Nov 2012 to 17 Feb 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (12 Nov 2008 to 13 Aug 2012)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 6 Aug 2008)
    • CF21 Investment Adviser (5 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.