Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROSPERITY CAPITAL MANAGEMENT (UK) LIMITED
FRN 230512
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Sep 2025)
- SMF16 Compliance Oversight (since 3 Sep 2025)
- SMF1 Chief Executive (since 26 Oct 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (4 Dec 2019 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 29 Jul 2011)
- CF21 Investment Adviser (26 May 2004 to 31 Oct 2007)
- CF13 Finance (26 May 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (26 May 2004 to 29 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.