Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • [FCA CF] Manager of certification employee (1 Jun 2020 to 10 Jan 2021)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • CF1 Director (AR) (6 Feb 2020 to 20 May 2025)
    • Director of firm who is not a certification employee or a SMF manager (6 Feb 2020 to 20 May 2025)
  • Baillie Gifford Funds Services LLC (no longer approved here)

    FRN 658926

    • (4)Employed By (6 Feb 2020 to 20 May 2025)
  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • CF10 Compliance Oversight (1 Oct 2008 to 15 Sep 2010)
    • CF11 Money Laundering Reporting (1 Oct 2008 to 15 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)Employed By at Baillie Gifford Funds Services LLC