Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RECOGNISE BANK LIMITED
FRN 849404
- SMF11 Chair of the Audit Committee (since 23 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 25 Nov 2024)
- [FCA CF] Significant management (since 25 Nov 2024)
- [FCA CF] Material risk taker (since 25 Nov 2024)
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Exeter Friendly Society Limited
FRN 205309
- SMF11 Chair of the Audit Committee (since 10 Oct 2023)
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HBL BANK UK LIMITED
FRN 188585
- SMF11 Chair of the Audit Committee (since 3 Jan 2023)
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- [FCA CF] Material risk taker (23 May 2023 to 18 Jan 2024)
- SMF5 Head of Internal Audit (23 Dec 2021 to 24 May 2024)
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- [FCA CF] Material risk taker (1 May 2020 to 31 Mar 2021)
- SMF5 Head of Internal Audit (9 Dec 2019 to 1 Apr 2021)
- CF28 Systems and controls (10 Apr 2017 to 8 Dec 2019)
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- SMF5 Head of Internal Audit (10 Apr 2017 to 1 Apr 2021)
- [PRA CF] Significant risk taker or Material risk taker (10 Apr 2017 to 31 Mar 2021)
- [FCA CF] Material risk taker (10 Apr 2017 to 31 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
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