Date authorised
10 November 2020
Companies House
10603119
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 4
    Henry Thomas House
    5-11 Worship Street
    London
    EC2A 2BH
    UNITED KINGDOM
    Phone
    +4408001181652
  • Complaints Contact

    Floor 4
    Henry Thomas House
    5-11 Worship Street
    London
    EC2A 2BH
    UNITED KINGDOM
    Phone
    +4408001181652

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Tattersall

    IRN AXT00368

    • SMF12 Chair of the Remuneration Committee (since 7 Feb 2025)
    • [FCA CF] Significant management (since 25 Nov 2024)
    • [FCA CF] Material risk taker (since 25 Nov 2024)
    • [PRA CF] Managing a material risk taker (25 Nov 2024 to 12 Aug 2025)
  • Andrew Martyn

    IRN AXM05646

    • [FCA CF] Material risk taker (since 4 Aug 2025)
    • [FCA CF] Significant management (since 4 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Aug 2025)
  • Angela Norman

    IRN AXN43611

    • [PRA CF] Significant risk taker or Material risk taker (3 Sep 2021 to 30 Apr 2024)
  • Anita Maclean

    IRN AXM43618

    • [FCA CF] Significant management (1 Oct 2020 to 31 Jul 2022)
  • Ashley Venn

    IRN AXV00110

    • [PRA CF] Significant risk taker or Material risk taker (since 27 Jan 2022)
    • [FCA CF] Material risk taker (since 27 Jan 2022)
    • [FCA CF] Significant management (since 27 Jan 2022)
  • Bryce Paul Glover

    IRN BXG01100

    • SMF3 Executive Director (11 Nov 2020 to 30 Apr 2023)
  • Caroline Luxmore

    IRN CXL80196

    • SMF18 Other Overall Responsibility (since 4 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2025)
    • [PRA CF] Managing a material risk taker (since 16 Jan 2025)
    • [FCA CF] Significant management (since 16 Jan 2025)
    • [FCA CF] Material risk taker (since 16 Jan 2025)
  • Christopher Kraft

    IRN CXK01274

    • [FCA CF] Significant management (1 Nov 2024 to 31 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Nov 2024 to 31 May 2025)
    • [FCA CF] Material risk taker (1 Nov 2024 to 31 May 2025)
  • Corinna Duszynski

    IRN CXD00659

    • [PRA CF] Significant risk taker or Material risk taker (22 Apr 2025 to 18 Sep 2025)
  • Craig Pocock

    IRN CXP00149

    • [FCA CF] Significant management (1 Nov 2019 to 1 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.