Suzanne Cain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • [FCA CF] Client dealing (17 Apr 2020 to 15 Jul 2022)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 15 Jul 2022)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • [FCA CF] Client dealing (17 Apr 2020 to 15 Jul 2022)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 15 Jul 2022)
  • Janus Henderson Investors International Limited (no longer approved here)

    FRN 189998

    • [FCA CF] Client dealing (17 Apr 2020 to 15 Jul 2022)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 15 Jul 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 20 Feb 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 20 Feb 2017)
    • [FCA CF] Significant management (7 Mar 2016 to 20 Feb 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 Feb 2017)
    • CF30 Customer (31 Aug 2010 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 19 May 2010)
    • CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.