Susannah Stuart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- Appointed representative dealing with clients for which they require qualification (6 Oct 2020 to 14 Jan 2021)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (17 Jan 2013 to 21 May 2013)
Bright FS Ltd (no longer approved here)
FRN 591589
- Employed By (17 Jan 2013 to 21 May 2013)
Perennial Financial Management Limited (no longer approved here)
FRN 402393
- CF30 Customer (4 Apr 2011 to 15 May 2013)
Smailes Goldie Financial Management Limited (no longer approved here)
FRN 228965
- (1)Employed By (11 Jun 2010 to 30 Nov 2010)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 4 Jun 2010)
- CF22 Investment Adviser (Trainee) (11 Dec 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.