Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M.R. FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 431904

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2022)
    • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
  • MacIntosh James and Partners Limited (no longer approved here)

    FRN 402757

    • CF30 Customer (14 Aug 2013 to 9 Sep 2017)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (1 Nov 2007 to 19 Jul 2013)
    • CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Mar 2005 to 23 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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