Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Red IFA (Nottingham) Limited
FRN 933688
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
- [FCA CF] Client dealing (since 1 Apr 2021)
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- Employed By (8 Feb 2010 to 2 Jul 2012)
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- (12)Employed By (29 Dec 2006 to 8 Dec 2019)
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- CF21 Investment Adviser (5 Jan 2004 to 1 Mar 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.