Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 1 Apr 2021)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (8 Feb 2010 to 2 Jul 2012)
  • Kingswood Taxation & Wealth Management Ltd (no longer approved here)

    FRN 403407

    • (12)Employed By (29 Dec 2006 to 8 Dec 2019)
  • Harold Wilson Financial Services Limited (no longer approved here)

    FRN 121023

    • CF21 Investment Adviser (5 Jan 2004 to 1 Mar 2006)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.