Susan Margaret Sedgwick

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sovereign Health Care
FRN 202818
- SMF11 Chair of the Audit Committee (since 11 Jun 2021)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 10 Jun 2021)
Sovereign Health and Insurance Services Limited
FRN 535046
- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2020)
Watson Buckle Wealth Management Limited (no longer approved here)
FRN 490073
- (19)Employed By (4 Nov 2008 to 29 Feb 2012)
Watson Wood Financial Services (0112) (no longer approved here)
FRN 153168
- (9)Employed By (1 Oct 1998 to 12 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.