Sovereign Health Care
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Sovereign Health CareThe Waterfront, 2nd Floor, West WingSalts Mill RoadShipleyBradfordBD17 7EZUNITED KINGDOM- Phone
- +4401274841130
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Complaints Contact
Sovereign Health CareThe Waterfront, 2nd Floor, West WingSalts Mill RoadShipleyBradfordBD17 7EZUNITED KINGDOM- Phone
- +4401274841130
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Accident, Miscellaneous financial loss, Sickness
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Issues Insurance
For All, Accident, Miscellaneous financial loss, Sickness
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew David Grisdale Dawson
IRN AXD00055
- SMF12 Chair of the Remuneration Committee (since 24 Jun 2021)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 13 Nov 2023)
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CAROLINE BROMHAM
IRN CXC01925
- [FCA CF] Significant management (10 Dec 2018 to 14 Nov 2025)
- CF29 Significant management (9 Apr 2013 to 9 Dec 2018)
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David Gerard Heffron
IRN DXH00899
- Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2025)
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David John Lewis
IRN DJL01087
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Jun 2009)
- CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2009)
- CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2009)
- CF3 Chief Executive (1 Dec 2001 to 30 Jun 2009)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 30 Jun 2009)
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Dennis Child
IRN DXC01280
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 22 Mar 2017)
- CF1 Director (24 Jul 2003 to 27 Nov 2006)
- CF2 Non Executive Director (1 Dec 2001 to 24 Jul 2003)
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Eric Bentham
IRN EXB01065
- CF2 Non Executive Director (1 Dec 2001 to 8 May 2002)
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Eric Sunderland
IRN EXS01043
- CF2 Non Executive Director (1 Dec 2001 to 8 May 2002)
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Frederick Leslie Morgan
IRN FLM01003
- CF2 Non Executive Director (1 Dec 2001 to 8 May 2002)
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Gerald McGowan
IRN GXM01209
- CF2 Non Executive Director (24 Jul 2003 to 11 May 2005)
- CF1 Director (1 Dec 2001 to 24 Jul 2003)
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Janet Christine Fortune
IRN JCF01101
- SMF9 Chair of the Governing Body (10 Jun 2021 to 1 Apr 2025)
- SMF10 Chair of the Risk Committee (5 Nov 2019 to 10 Jun 2021)
- SMF11 Chair of the Audit Committee (5 Nov 2019 to 10 Jun 2021)
- SMF12 Chair of the Remuneration Committee (10 Aug 2017 to 10 Jun 2021)
- SIMF12 Chair of the Remuneration Committee (10 Aug 2017 to 9 Dec 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.