Date authorised
1 April 2013
Companies House
00085588
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sovereign Health Care
    The Waterfront, 2nd Floor, West Wing
    Salts Mill Road
    Shipley
    Bradford
    BD17 7EZ
    UNITED KINGDOM
    Phone
    +4401274841130
  • Complaints Contact

    Sovereign Health Care
    The Waterfront, 2nd Floor, West Wing
    Salts Mill Road
    Shipley
    Bradford
    BD17 7EZ
    UNITED KINGDOM
    Phone
    +4401274841130

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew David Grisdale Dawson

    IRN AXD00055

    • SMF12 Chair of the Remuneration Committee (since 24 Jun 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 13 Nov 2023)
  • CAROLINE BROMHAM

    IRN CXC01925

    • [FCA CF] Significant management (10 Dec 2018 to 14 Nov 2025)
    • CF29 Significant management (9 Apr 2013 to 9 Dec 2018)
  • David Gerard Heffron

    IRN DXH00899

    • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2025)
  • David John Lewis

    IRN DJL01087

    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Jun 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Jun 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2009)
    • CF3 Chief Executive (1 Dec 2001 to 30 Jun 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 30 Jun 2009)
  • Dennis Child

    IRN DXC01280

    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 22 Mar 2017)
    • CF1 Director (24 Jul 2003 to 27 Nov 2006)
    • CF2 Non Executive Director (1 Dec 2001 to 24 Jul 2003)
  • Eric Bentham

    IRN EXB01065

    • CF2 Non Executive Director (1 Dec 2001 to 8 May 2002)
  • Eric Sunderland

    IRN EXS01043

    • CF2 Non Executive Director (1 Dec 2001 to 8 May 2002)
  • Frederick Leslie Morgan

    IRN FLM01003

    • CF2 Non Executive Director (1 Dec 2001 to 8 May 2002)
  • Gerald McGowan

    IRN GXM01209

    • CF2 Non Executive Director (24 Jul 2003 to 11 May 2005)
    • CF1 Director (1 Dec 2001 to 24 Jul 2003)
  • Janet Christine Fortune

    IRN JCF01101

    • SMF9 Chair of the Governing Body (10 Jun 2021 to 1 Apr 2025)
    • SMF10 Chair of the Risk Committee (5 Nov 2019 to 10 Jun 2021)
    • SMF11 Chair of the Audit Committee (5 Nov 2019 to 10 Jun 2021)
    • SMF12 Chair of the Remuneration Committee (10 Aug 2017 to 10 Jun 2021)
    • SIMF12 Chair of the Remuneration Committee (10 Aug 2017 to 9 Dec 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.