Susan Grant

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cumberland Building Society
FRN 106074
- [FCA CF] Manager of certification employee (since 1 May 2017)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Apr 2017)
- CF30 Customer (14 May 2008 to 23 Nov 2012)
Cumberland Financial Planning Ltd (no longer approved here)
FRN 589832
- Employed By (15 Nov 2012 to 2 Apr 2015)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (1 Nov 2007 to 2 Apr 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.