Susan Arnott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LGT Capital Partners (U.K.) Limited (no longer approved here)
FRN 448896
- CF30 Customer (1 Jan 2015 to 30 Apr 2016)
Tudor Capital Europe LLP (no longer approved here)
FRN 492155
- CF30 Customer (26 Sep 2011 to 24 Apr 2013)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF27 Investment Management (25 May 2004 to 20 Aug 2005)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF27 Investment Management (1 Dec 2001 to 20 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.