Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Lloyd Limited
FRN 578614
- [FCA CF] Manager of certification employee (since 24 Nov 2025)
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- [FCA CF] Manager of certification employee (31 Oct 2017 to 6 Oct 2025)
- CF30 Customer (1 Nov 2007 to 5 Jan 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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- Employed By (1 Dec 2001 to 28 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.